Operations Assistant
Financial Services firm located in Little Rock, Arkansas, is looking for an experienced and detail-oriented Operations Assistant to provide daily support to the the Margin/ACAAT department.
Salary: 35, 000 to $45,000, depending on experience
Hours: 8:00 a.m. to 4:30 p.m., Monday through Friday
DUTIES
- Process ACAT and non-ACAT transfers and other movements of securities to and from broker dealers and transfer agents
- Review daily margin activity and generate margin calls
- Send notifications to account reps and clients
- Received documentation for account transfer requests, initiate requests, and follow up on transfers that do not process
- Review requests for free delivery of securities to other brokers and verify required signatures and approvals have been received
- Respond to questions regarding withdrawals of securities and cash from customer margin accounts
- Initiate cash and stock entries in margin accounts as necessary
- Assist and answer questions from sales associates concerning margin accounts, short sells, transfers, options, or any other direct questions concerning customer accounts
- Perform other tasks as assigned by management
EDUCATION AND EXPERIENCE
- Associates degree (required)
- Bachelor's degree (preferred)
- 2+ years of job-related experience
- An equivalent combination of education, training, or experience
Pre-Employment Screening
- Credit check
- Criminal background check
