Financial firm located in downtown Little Rock; looking for a detailed oriented Margin & Securities Transfer Associate.
Pay: 42,000/year
Duties:
- Review daily margin activity and NETX360 Pershing generated margin calls and send notifications to account reps and clients.
- Receive documentation for account transfer request.
- Validate that all required information is provided and accurate.
- Verify that all needed supporting documents are included.
- Initiate the request and follow up on transfers that do not process.
- Review requests for free delivery of securities to other broker dealers.
- Validate that the required signatures and approvals have been received.
- Assist and answer questions from sales associates concerning margin accounts, short sells, transfers, options orany other direct questions concerning customer accounts.
- Perform other task as assigned by management.
Qualifications:
- Associate’s degree in a related fi eld.
- 2+ years of related experience and/or training.
- Equivalent combination of education and experience.
- Proficient in MS Word, Excel and Powerpoint.
- Alpha/ numeric and 10 Key data entry.
If offered the position a background check and credit check will be conducted.